RG 274 - Target Market Determinations

Master the essentials of Target Market Determination to ensure compliance, enhance customer alignment, and drive business success in the financial sector.

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Master TMD Compliance: A Practical, Hands-On Course

Are you ready to navigate the complexities of Target Market Determinations (TMDs) with confidence? Our TMD Compliance Program is more than a course, it's your roadmap to mastering regulatory requirements and elevating your professional expertise.

This comprehensive training program dives deep into the intricacies of the Corporations Act, ASIC Act, RG 274, and more.

With presentations, step-by-step guides, editable templates, and real-world case studies, you’ll gain the practical tools and skills needed to develop, audit, and enhance TMD policies procedures that ensure compliance and consumer protection.

Why Choose This Course?

Interactive & Practical: Learn through hands-on activities, not just reading and quizzes.
Ready-to-Use Deliverables: Walk away with customizable policies, procedures, and audit tools.
Expert Insights: Gain clarity on complex regulations and how they apply to your business.
Future-Proof Your Skills: Stay ahead with strategies for risk assessment, customer focus, ongoing compliance audits and reviews.

Whether you're new to TMD compliance or looking to refine your approach, this course empowers you to deliver results confidently and effectively.

Don’t just learn the rules, learn how to lead with them.

Course curriculum

1. Introduction to this course
2. The TMD Process Flowchart
1. The Corporations Act and Target Market Determinations (TMD) for AFSL Holders
  FREE PREVIEW
2. Download - Volume 4 of the Corporations Act
3. Quiz - The Corporations Act and TMDs
1. The ASIC Act 2001 (ASIC Act) and TMDs
2. Download - Relevant sections of the ASIC Act
3. Quiz - The ASIC Act Act 2001
1. Presentation: ASIC Regulations 2001
2. Target market determinations and ASIC stop orders. Gaden.
3. Quiz - ASIC Regulations
1. Presentation: RG274 Product design and distribution obligations
2. Download: RG 274 Product design and distribution obligations
3. Guide - How to Follow the TMD Requirements in RG 274
4. Distributor Obligations
5. Quiz - RG 274: Product DDO
1. Presentation: Revised Explanatory Memorandum
2. Revised Explanatory Memorandum
3. Supplement to Revised Explanatory Memorandum
4. Quiz - Revised Explanatory Memorandum and Supplement
1. Understanding and Implementing the TMD Policy
2. TMD Policy Exemplar
3. Quiz - Develop a TMD Policy
1. Developing a TMD Procedure
2. TMD Procedure Template
3. Quiz - Develop a TMD Procedure
1. Presentation: Product Risk Assessment Methodology
2. Template - Product Risk Assessment Methodology
3. Quiz - Product Risk Assessment Methodology
4. Assignment - Product Risk Assessment
1. Presentation: Product Risk Assessment Procedure
2. Template: Product Risk Assessment Procedure
3. Product Risk Appetite Statement
4. Case Study - Inadequate Product Risk Assessment
1. Presentation: Documenting a Product Risk Assessment
2. Template: Product Risk Assessment Document
3. Case Study: Poorly Documented TMD Risk Assessment -Avanta Wealth
1. Presentation: Create a Record of TMD Development
2. Template: Record of TMD Development
3. Case Study: Incomplete Record of TMD Development - Crestline Capital
4. Assignment: Creating a Record of TMD Development
1. Template: TMD Audit Checklist
2. Case Study: TMD Audit Failures at Norwin Funds – When Checklists Fail Compliance
1. Case Study: Consumer Harm from a Flawed Suitability Test – Horizon Select
1. Case Study: Failure to Act on Unsuitable Outcomes – Veritas Capital Management
1. Case Study: Inadequate TMD Process and Risk Control Review – Meridian Capital Partners
1. Case Study: The Risk of Misclassification – Blue Horizon Investments and the Faulty Risk Appetite Tool
1. Case Study: Conflicting Guidance – The TMD and PDS Mismatch at Riva Financial
1. Case Study: Failure to Maintain TMD Suitability and Risk Oversight – Orion Wealth Management
1. Book your Video Call and Compliance review here.

About this course

$1,200.00
53 lessons
0 hours of video content

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